Breaking into compliance is tough—you need experience to get hired, but you need a job to gain experience. So, I decided to simulate my own compliance internship with a structured 10-week program that replicates real-world tasks. Here’s the deep dive into how it works.
Why I Built This Plan
Most entry-level compliance job descriptions ask for skills like:
- Regulatory change management
- Compliance Risk Management Plans (CRMPs)
- Monitoring & reporting
- Ethics & whistleblowing frameworks
But how do you learn these before getting hired? Traditional courses teach theory—this plan forces hands-on application by creating actual deliverables used in the field.
The 10-Week Compliance Simulation Breakdown
🟧 Core Components
✔ Governance-first mindset (King IV, Three Lines of Defense)
✔ Risk-based approach (ISO 31000, GACP)
✔ Real-world work processes (drafting policies, regulator communications)
✔ Professional-grade deliverables (reports, logs, dashboards)
🟧 Weekly Deep Dives
Week 1: Compliance & Governance Foundations
- Task: Draft a Compliance Charter + Three Lines of Defense explainer
- Deliverables: Reflection essay, 3-slide presentation, annotated policy
- Key Takeaway: Compliance isn’t just rules—it’s about accountability & transparency.
Week 4: CRMP & Control Testing
- Task: Build a Control Effectiveness Testing Worksheet
- Deliverables: Full CRMP document, executive summary
- Key Takeaway: Not all controls are equal—prioritize based on risk.
Week 7: Regulator Engagement & Inspection Readiness
- Task: Create an FSCA Inspection Readiness Checklist
- Deliverables: Regulator communication SOP, notification letter templates
- Key Takeaway: Proactive regulator relationships prevent crises.
Week 10: GRC Simulation & Portfolio Wrap-Up
- Task: Simulate a GRC system (Excel/Airtable)
- Deliverables: Full compliance portfolio, final presentation
- Key Takeaway: Documentation is evidence of compliance—not just paperwork.
(Full breakdown in the [attached plan PDF].)
How This Prepares You for Real Compliance Work
✅ Proof of Skills: Tangible work samples > generic certifications.
✅ Regulator-Ready Mindset: Weekly prompts like “What would I show the FSCA in an inspection?”
✅ Employable Outputs: Policies, logs, reports you’d actually use on the job.
Example:
(Embed a snippet of the Regulatory Universe spreadsheet or Monitoring Report template.)
Who Should Try This?
🔹 Career switchers needing compliance experience
🔹 Students/Graduates wanting a competitive edge
🔹 Professionals upskilling into GRC roles
Want to Follow Along?
I’ll be:
📌 Posting weekly recaps (key lessons, mistakes, and templates)
📌 Sharing free resources (Notion dashboards, Excel tools)

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